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SEC Division of Examinations Announces 2022 Examination Priorities

By Robert Leonard, Michael Mavrides, Robert E. Plaze, Robert Sutton and Jeffrey D. Greenhouse on Posted in Asset Management, Compliance, Enforcement, Examinations, Hedge Funds, Private Equity, Regulation, Securities Law
On March 30, 2022, the Division of Examinations of the U.S. Securities and Exchange Commission (the “SEC”) announced its examination priorities for fiscal year 2022. The annual publication of the Division’s examination priorities is intended to align with the Division’s four pillars of promoting and improving compliance, preventing fraud, monitoring risk, and informing policy, and … Continue Reading
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