Asset Management

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure Points View More…

Business Development Companies

SEC Increases Advisers Act Qualified Client ThresholdsValuation in Times of Market Disruption View More…

Compliance

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure Points View More…

Cryptocurrency

Risk #7: Crypto’s Second Act: A Rational Framework or a Regulatory Mirage?Top Ten Regulatory and Litigation Risks for Private Funds in 2024 View More…

Cybersecurity

Protecting Sponsors from Emerging Portfolio Company Risks through InsuranceGlobal Trade in 2025: Outbound Investment Restrictions View More…

Disputes

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure Points View More…

Enforcement

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure Points View More…

Examinations

Risk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure PointsRisk #7: Crypto’s Second Act: A Rational Framework or a Regulatory Mirage? View More…

FINRA

Private Equity and Cybersecurity: Threats, Consequences, and the Regulatory FrameworkU.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule View More…

Fund Restructurings

The Top Ten Regulatory and Litigation Risks for Private Funds in 2017Fund Restructurings: How to Navigate a Conflict-Rich Environment View More…

Hedge Funds

End of (Fund) Life IssuesGlobal Trade in 2025: Outbound Investment Restrictions View More…

Mergers & Acquisitions

Top Ten Regulatory and Litigation Risks for Private Funds in 2024SEC Proposes Advisers Act Reforms Focusing on Private Fund Investor Protections View More…

News

How Governmental Carrots and Sticks Impact Private Investment in Defense Tech and the Security EcosystemThe SBF Superseder: A Second Bite at the Scienter Apple View More…

OCIE

Increased Regulatory Scrutiny of Private FundsTop Ten Regulatory and Litigation Risks for Private Funds in 2021 View More…

Private Credit

Risk #1: Private Credit under the Microscope – Why Vigilance MattersTop Ten Regulatory and Litigation Risks for Private Funds in 2026 View More…

Private Equity

Risk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure PointsRisk #7: Crypto’s Second Act: A Rational Framework or a Regulatory Mirage? View More…

Private Equity Litigation

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #6: Valuation Under Pressure: Market Stress and the Enforcement Lens View More…

Regulation

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #8: Opening the Gates: Retail Access to Private Funds and the Coming Regulatory Pressure Points View More…

SEC

Risk #9: What the New SEC’s First Year Signals for the Future of Private Fund OversightRisk #7: Crypto’s Second Act: A Rational Framework or a Regulatory Mirage? View More…

Securities Law

Risk #6: Valuation Under Pressure: Market Stress and the Enforcement LensRisk #5: Private Litigation Risk for GP-Led Secondary Transactions View More…

SPACs

Ripples Following the SPAC Wave: Litigation and Regulatory RisksTop Ten Regulatory and Litigation Risks for Private Funds in 2023 View More…

Uncategorized

First Circuit Reverses District Court’s “Partnership-in-Fact” Holding and Finds Private Equity Funds Not Part of Controlled Group and Not Liable for Portfolio Company’s Pension LiabilitiesSEC Enforcers Continue to Focus on Undisclosed Fees View More…

Venture Capital

The Macro-Economic Environment: What It Means for VC FirmsIs Artificial Intelligence Inflating a Valuation Bubble? View More…

Whistleblower

Why the DOJ’s New Whistleblower Program Remains RelevantTop Ten Regulatory and Litigation Risks for Private Funds in 2025 View More…

White Collar

FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. RegimeHow Governmental Carrots and Sticks Impact Private Investment in Defense Tech and the Security Ecosystem View More…