Asset Management

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins View More…

Business Development Companies

SEC Increases Advisers Act Qualified Client ThresholdsValuation in Times of Market Disruption View More…

Compliance

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC Guidance on the Government Shutdown View More…

Cryptocurrency

Top Ten Regulatory and Litigation Risks for Private Funds in 2024SEC Approves Exchange Listing Applications for Spot Bitcoin ETPs View More…

Cybersecurity

Protecting Sponsors from Emerging Portfolio Company Risks through InsuranceGlobal Trade in 2025: Outbound Investment Restrictions View More…

Disputes

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins View More…

Enforcement

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins View More…

Examinations

End of (Fund) Life IssuesThree Risks to Monitor in Private Credit View More…

FINRA

Private Equity and Cybersecurity: Threats, Consequences, and the Regulatory FrameworkU.S. Supreme Court Denies Bid to Review Dismissal of Challenge to Pay-To-Play Rule View More…

Fund Restructurings

The Top Ten Regulatory and Litigation Risks for Private Funds in 2017Fund Restructurings: How to Navigate a Conflict-Rich Environment View More…

Hedge Funds

End of (Fund) Life IssuesGlobal Trade in 2025: Outbound Investment Restrictions View More…

Mergers & Acquisitions

Top Ten Regulatory and Litigation Risks for Private Funds in 2024SEC Proposes Advisers Act Reforms Focusing on Private Fund Investor Protections View More…

News

How Governmental Carrots and Sticks Impact Private Investment in Defense Tech and the Security EcosystemThe SBF Superseder: A Second Bite at the Scienter Apple View More…

OCIE

Increased Regulatory Scrutiny of Private FundsTop Ten Regulatory and Litigation Risks for Private Funds in 2021 View More…

Private Credit

Three Risks to Monitor in Private CreditTop Ten Regulatory and Litigation Risks for Private Funds in 2025 View More…

Private Equity

SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair AtkinsFCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. Regime View More…

Private Equity Litigation

SEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair AtkinsFCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. Regime View More…

Regulation

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC v. TZP Management Associates, LLC: Insights Into Private Fund Enforcement Priorities Under Chair Atkins View More…

SEC

Dos and Don’ts for CCOs: How You Can Avoid Firm and Personal Liability for Wholesale Compliance FailuresSEC Guidance on the Government Shutdown View More…

Securities Law

FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. RegimeEnd of (Fund) Life Issues View More…

SPACs

Ripples Following the SPAC Wave: Litigation and Regulatory RisksTop Ten Regulatory and Litigation Risks for Private Funds in 2023 View More…

Uncategorized

First Circuit Reverses District Court’s “Partnership-in-Fact” Holding and Finds Private Equity Funds Not Part of Controlled Group and Not Liable for Portfolio Company’s Pension LiabilitiesSEC Enforcers Continue to Focus on Undisclosed Fees View More…

Venture Capital

The Macro-Economic Environment: What It Means for VC FirmsIs Artificial Intelligence Inflating a Valuation Bubble? View More…

Whistleblower

Why the DOJ’s New Whistleblower Program Remains RelevantTop Ten Regulatory and Litigation Risks for Private Funds in 2025 View More…

White Collar

FCPA & Anti-Corruption Enforcement: Shifting Global Dynamics in Light of New U.S. RegimeHow Governmental Carrots and Sticks Impact Private Investment in Defense Tech and the Security Ecosystem View More…