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Outgoing SEC Chair Reflects on the Agency’s Enforcement Program and Advocates for Increased Authority

By Anthony M. Drenzek, Timothy W. Mungovan, Joshua M. Newville & Michael R. Hackett on November 28, 2016

SECOn November 18, 2016, outgoing SEC Chair Mary Jo White delivered a speech at New York University School of Law entitled “A New Model for SEC Enforcement: Producing Bold and Unrelenting Results.”  Chair White’s remarks covered a broad range of enforcement initiatives and outcomes from her tenure as SEC Chair.  This post summarizes the aspects of Chair White’s remarks most relevant to private fund sponsors.

Posted in Compliance, Disputes, Private Equity, Private Equity Litigation, Regulation, SEC, Securities Law, Whistleblower
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