Category Archives: Enforcement
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Bloomberg Law: Regulatory Oversight of Privacy, Cybersecurity & Private Investment Funds
U.S. Federal Regulators Turn Up the Heat on Cryptocurrency Trading Platforms
MNPI Update – SEC Pursues “Shadow Trading” Insider Trading Case
Bloomberg Law: White Collar Crime Investigation & the Biden Administration
Space SPAC Draws SEC Enforcement Action for Allegedly Misleading Disclosures and Due Diligence Failures
The Portfolio Company Playbook: Chapter 4 – Navigating Direct Liability Risks to the Fund
Three Key Considerations for Fund Sponsors when Participating in Bankruptcy Proceedings
The Portfolio Company Playbook – Chapter 3: Navigating Risk from Company Employee Claims
Navigating Brexit: What Funds Should Look Out for as the Dust Begins to Settle
Focus on ESG Will Continue to Grow Under Biden Administration
Return to Civil and Criminal Collaboration in White Collar under Biden Administration
Cryptocurrencies and Other Digital Assets: A New Regime
Second Circuit Upholds Insider Trading Conviction, Finding Sufficient Confidentiality Duty and Personal Benefit
New Focus and Compliance Approach Needed for Privacy and Cybersecurity
Portfolio Companies Continue to be a Source of Litigation Risk
Valuation in Times of Market Disruption
FinCEN’s $390 Million case against Capital One – And What it Means for AML Enforcement
Increased Regulatory Scrutiny of Private Funds
Top Ten Regulatory and Litigation Risks for Private Funds in 2021
The Portfolio Company Playbook – Chapter 2: Navigating Risk from Conflicts of Interest
Three Critical Questions That Will (Hopefully) be Answered by the SEC’s Lawsuit against Ripple
