Partners Timothy W. Mungovan (co-head of Private Equity & Hedge Fund Litigation Group) and Christopher M. Wells (head of Hedge Funds Group) have been invited to join a large collection of senior regulators at the Regulatory Compliance Association’s Enforcement, Compliance & Operations (ECO) 2016 Symposium. The conference will take place on Tuesday May 17 at the Mandarin Oriental Hotel in New York City.
Tim will be chairing the session entitled: “Enforcement 2016 – New Priorities, Initiatives and Latest Developments.”
Chris will be chairing the panel entitled: “SEC Exam and NFA Audit Practice: 2016 Areas of Focus with Case Studies.”
The RCA symposium promises to deliver an informative, peer-driven curriculum, including timely perspectives, actionable advice, and practical guidance focused on governmental agencies’ intensified focus on private equity firms, hedge fund managers, and other asset managers. The esteemed faculty will share the latest tactics, developments and priorities that several governmental agencies – specifically, the SEC, CFTC, NFA, DOJ, IRS and DOL – have begun employing in expanding their regulation, compliance, and reporting obligations among these entities, while also intensifying examination and enforcement activities.