Tag Archives: SEC
Valuation in Times of Market Disruption
The Ripples Behind the SPAC Wave
Regulatory Crackdown on Ransomware
SEC Announces 2020 National Compliance Outreach Seminar for Investment Companies and Investment Advisers
Asserting Reliance on Compliance Consultants as a Defense: Admissibility and Effectiveness
SEC Expands the “Accredited Investor” and “QIB” Definitions and the Permitted Scope of “Testing the Waters”
Private Equity and Cybersecurity: A Guide to Preparing for and Responding to a Breach

SEC Cracks Down on Retirement Fund Advisers’ Undisclosed Compensation and Conflicts
Private Equity and Cybersecurity: Threats, Consequences, and the Regulatory Framework
Who Foots the Bill? SEC Cracks Down on Operating Partner Reimbursement Disclosures
SEC Targets Fund Auditor in Latest Battle Over Valuation Practices
Coronavirus Disruption: Regulatory and Litigation Risks for Private Fund Managers
House Passes Proposed Legislation Defining Insider Trading

SEC clamps down on Custody Rule
Proskauer Private Investment Funds Group Releases 2019 Annual Review and Outlook
SEC Releases FY 2019 Enforcement Results: Increases in Investment Adviser Actions and Maintained Focus on Individual Accountability
