Category Archives: Compliance
Subscribe to Compliance RSS FeedPrivate Equity and Cybersecurity: Threats, Consequences, and the Regulatory Framework
Who Foots the Bill? SEC Cracks Down on Operating Partner Reimbursement Disclosures
UK Measures to Address Covid-19
When is a Cross Trade a Principal Trade? SEC Brings Enforcement Action Against a Fund Manager That Appears not to Have Understood

Top Ten Regulatory and Litigation Risks for Private Funds in 2020
OCIE Publishes Cybersecurity and Resiliency Observations
House Passes Proposed Legislation Defining Insider Trading
